For financial advisory firms

Referrals built your book. Run them like one.

The CPAs, attorneys, and insurance professionals who send your advisors clients are the growth engine of the firm. Most firms can’t see that engine at all.

One account shows every center of influence, every referral, and every dollar that followed.

Set up your firm

Set up in minutes. Two-seat minimum.

+40%

referral revenue lift, per advisor

50+

jurisdictional rule sets

7 yr

audit retention

01 — Centers of influence

See the network behind every advisor.

Partners and owners get the firm-wide view. Each advisor keeps a personal assistant working their own COI relationships.

When a top advisor retires or leaves, the COI relationships are on the record, not walking out the door.

The record keeps itself

The assistant watches each advisor’s email, calendar, and meetings, and records the referrals and introductions it finds there. Wealthbox, Redtail, and HubSpot stay in sync in the background.

“You budget for marketing you can measure. Now the referral channel is measurable too.”

COI networks, per advisor: The CPAs, attorneys, and insurance professionals behind each advisor, with the referral history for every relationship
Advisor leaderboard: Referrals given and received, conversion, and revenue for every advisor, from 30 days to all time
Advisor drilldown: Open any advisor and see their referrals and centers of influence in full detail
Reciprocity: Who owes whom across every COI relationship, so give-and-get stays balanced
At-risk relationships: The assistant flags referral sources going quiet before the flow of introductions stops

Member leaderboard — referrals given and received, conversion rate, and revenue for every advisor — The referral channel, measured. Every advisor, every source, every dollar.

02 — Compliance

Paying for referrals is fine. Undocumented ones are not.

Solicitor and promoter arrangements are governed by SEC and state rules that your examiners know well.

Every arrangement is checked, every license verified, and every disclosure generated before money changes hands.

Solicitor arrangements: Referral fee arrangements documented and tracked under SEC and state rules
Disclosures: Disclosure and consent documents generated before money changes hands
License verification: Automated checks with 60, 30, and 0-day expiration alerts
Payments & 1099s: Year-to-date fee tracking, threshold alerts, and batch 1099-NEC filing
Solicitor-fee follow-up: A commissions report shows who owes you, who you owe, and how long each fee has gone unpaid, with aging buckets from not-yet-due to 90+ days
Audit trail: Every action logged with 7-year retention and CSV export

A daily compliance score for the firm, graded A to F.

Arrangements, documents, and open alerts roll up across every advisor, so the firm finds the gap before an examiner does.

“The examiner asked for the disclosure file. It was already a folder.”

Commissions report — a $4,000 solicitor fee from a deal won 64 days ago, aged into the 61 to 90 day bucket, still unpaid — The fee agreement from months ago, still unpaid at day 64. Nothing to remember, nothing forgotten.

Compliance alert — payments to a partner crossed the $600 threshold, so a W-9 is required for 1099 reporting — A real catch. Payments crossed the 1099 threshold, so the W-9 request is ready to send.

03 — Begin

The referral channel your firm runs on, finally visible.

Checkout to invites in minutes. No sales call required.

Set up your firm

Set up in minutes. Two-seat minimum.

For financial advisory firms

Referrals built your book. Run them like one.

The CPAs, attorneys, and insurance professionals who send your advisors clients are the growth engine of the firm. Most firms can’t see that engine at all.

One account shows every center of influence, every referral, and every dollar that followed.

Set up your firm

Set up in minutes. Two-seat minimum.

+40%

referral revenue lift, per advisor

50+

jurisdictional rule sets

7 yr

audit retention

01 — Centers of influence

See the network behind every advisor.

Partners and owners get the firm-wide view. Each advisor keeps a personal assistant working their own COI relationships.

When a top advisor retires or leaves, the COI relationships are on the record, not walking out the door.

The record keeps itself

The assistant watches each advisor’s email, calendar, and meetings, and records the referrals and introductions it finds there. Wealthbox, Redtail, and HubSpot stay in sync in the background.

“You budget for marketing you can measure. Now the referral channel is measurable too.”

COI networks, per advisor: The CPAs, attorneys, and insurance professionals behind each advisor, with the referral history for every relationship
Advisor leaderboard: Referrals given and received, conversion, and revenue for every advisor, from 30 days to all time
Advisor drilldown: Open any advisor and see their referrals and centers of influence in full detail
Reciprocity: Who owes whom across every COI relationship, so give-and-get stays balanced
At-risk relationships: The assistant flags referral sources going quiet before the flow of introductions stops

02 — Compliance

Paying for referrals is fine. Undocumented ones are not.

Solicitor and promoter arrangements are governed by SEC and state rules that your examiners know well.

Every arrangement is checked, every license verified, and every disclosure generated before money changes hands.

Solicitor arrangements: Referral fee arrangements documented and tracked under SEC and state rules
Disclosures: Disclosure and consent documents generated before money changes hands
License verification: Automated checks with 60, 30, and 0-day expiration alerts
Payments & 1099s: Year-to-date fee tracking, threshold alerts, and batch 1099-NEC filing
Solicitor-fee follow-up: A commissions report shows who owes you, who you owe, and how long each fee has gone unpaid, with aging buckets from not-yet-due to 90+ days
Audit trail: Every action logged with 7-year retention and CSV export

A daily compliance score for the firm, graded A to F.

Arrangements, documents, and open alerts roll up across every advisor, so the firm finds the gap before an examiner does.

“The examiner asked for the disclosure file. It was already a folder.”

03 — Begin

The referral channel your firm runs on, finally visible.

Checkout to invites in minutes. No sales call required.

Set up your firm

Set up in minutes. Two-seat minimum.